2018 Directors' dealings notifications according to § 19 MAR

10 January 2018

1. Details of the person discharging managerial responsibilities / person closely associated

a) Name

Title:

Dr.

First name:

Jürgen

Last name(s):

Beck


2. Reason for the notification

a) Position / status

Position:

Member of the managing body


b) Initial notification

3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a) Name

PAION AG


b) LEI

529900CGHB9UWY40BU45 


4. Details of the transaction(s)

a) Description of the financial instrument, type of instrument, identification code

Type:

Financial instrument linked to a share or a debt instrument

Description:

Stock options over shares in PAION AG (ISIN DE000A0B65S3) issued under the Stock Option Plan 2014 (SOP 2014) and the Stock Option Plan 2016 (SOP 2016).


b) Nature of the transaction

Acceptance of a total of 55,500 stock options under the SOP 2014 and 44,500 stock options under the SOP 2016. The exercisability of the stock options depends in particular on the achievement of the performance target and the expiry of the waiting period. Details on the SOP 2014 can be found in the Invitation to the 2014 Annual General Meeting published in the Federal Gazette on 11 April 2014 and details on the SOP 2016 can be found in the invitation to the 2016 Annual General Meeting published in the Federal Gazette on 13 April 2016.

Transaction linked to the exercise of share option programmes


c) Price(s) and volume(s)

Price(s)

Volume(s)

0 EUR

0 EUR


d) Aggregated information

Price

Aggregated volume

0 EUR

0 EUR


e) Date of the transaction

2018-01-08; UTC+1


f) Place of the transaction

Outside a trading venue

 

01 June 2018

1. Details of the person discharging managerial responsibilities /

person closely associated

 

a) Name

 

 

Title:

 
 

First name:

 
 

Abdelghani

 
 

Last name(s):

 
 

Omari

 

 


2. Reason for the notification

 

 

a) Position / status

 

 

Position:

 
 

Member of the managing body

 

 


b) Initial notification

 

3. Details of the issuer, emission

allowance market participant, auction platform, auctioneer or auction monitor

 

 

a) Name

 

 

PAION AG

 

 


b) LEI

 

 

529900CGHB9UWY40BU45 

 

 


4. Details of the

transaction(s)

 

a) Description of the financial instrument, type of instrument, identification

code

 

 

Type:

 
 

Financial instrument linked to a share or a debt instrument

 
 

Description:

 
 

Stock options over shares in PAION AG (ISIN DE000A0B65S3) issued under the Stock Option Plan 2016 (SOP 2016).

 

 


b) Nature of the transaction

 

 

Acceptance of a total of 100,000 stock options under the SOP 2016. The exercisability of the stock options depends in particular on the achievement of the performance target and the expiry of the waiting period. Details on the SOP 2016 can be found in the invitation to the 2016 Annual General Meeting published in the Federal Gazette on 13 April 2016.

 
 

Transaction linked to the exercise of share option programmes

 

 


c) Price(s) and volume(s)

 

 

Price(s)

 
 

Volume(s)

 

0.00 EUR

0.00 EUR

 


d) Aggregated information

 

 

Price

 
 

Aggregated volume

 

0.00 EUR

0.00 EUR

 


e) Date of the transaction

 

 

2018-05-30; UTC+2

 

 


f) Place of the transaction

 

 

Outside a trading venue

 

01 June 2018

1. Details of the person discharging managerial responsibilities /

person closely associated

 

a) Name

 

 

Title:

 
 

Dr.

 
 

First name:

 
 

Wolfgang

 
 

Last name(s):

 
 

Söhngen

 

 


2. Reason for the notification

 

 

a) Position / status

 

 

Position:

 
 

Member of the managing body

 

 


b) Initial notification

 

3. Details of the issuer, emission

allowance market participant, auction platform, auctioneer or auction monitor

 

 

a) Name

 

 

PAION AG

 

 


b) LEI

 

 

529900CGHB9UWY40BU45 

 

 


4. Details of the

transaction(s)

 

a) Description of the financial instrument, type of instrument, identification

code

 

 

Type:

 
 

Financial instrument linked to a share or a debt instrument

 
 

Description:

 
 

Stock options over shares in PAION AG (ISIN DE000A0B65S3) issued under the Stock Option Plan 2016 (SOP 2016).

 

 


b) Nature of the transaction

 

 

Acceptance of a total of 100,000 stock options under the SOP 2016. The exercisability of the stock options depends in particular on the achievement of the performance target and the expiry of the waiting period. Details on the SOP 2016 can be found in the invitation to the 2016 Annual General Meeting published in the Federal Gazette on 13 April 2016.

 
 

Transaction linked to the exercise of share option programmes

 

 


c) Price(s) and volume(s)

 

 

Price(s)

 
 

Volume(s)

 

0.00 EUR

0.00 EUR

 


d) Aggregated information

 

 

Price

 
 

Aggregated volume

 

0.00 EUR

0.00 EUR

 


e) Date of the transaction

 

 

2018-05-30; UTC+2

 

 


f) Place of the transaction

 

 

Outside a trading venue

 

16 August 2018

1. Details of the person discharging managerial responsibilities /

person closely associated

 

a) Name

 

 

Title:

 
 

Dr.

 
 

First name:

 
 

Jürgen

 
 

Last name(s):

 
 

Beck

 

 


2. Reason for the notification

 

 

a) Position / status

 

 

Position:

 
 

Member of the managing body

 

 


b) Initial notification

 

3. Details of the issuer, emission

allowance market participant, auction platform, auctioneer or auction monitor

 

 

a) Name

 

 

PAION AG

 

 


b) LEI

 

 

529900CGHB9UWY40BU45 

 

 


4. Details of the

transaction(s)

 

a) Description of the financial instrument, type of instrument, identification

code

 

 

Type:

 
 

Share

 
 

ISIN:

 
 

DE000A0B65S3

 

 


b) Nature of the transaction

 

 

Acquisition

 

 


c) Price(s) and volume(s)

 

 

Price(s)

 
 

Volume(s)

 

2.35 EUR

4030.25 EUR

2.35 EUR

19469.75 EUR

 


d) Aggregated information

 

 

Price

 
 

Aggregated volume

 

2.35 EUR

23500.00 EUR

 


e) Date of the transaction

 

 

2018-08-15; UTC+2

 

 


f) Place of the transaction

 

 

Name:

 
 

Dusseldorf Stock Exchange - Quotrix

 
 

MIC:

 
 

XQTX

 

 


 

 

31 August 2018

1. Details of the person discharging managerial responsibilities /

person closely associated

 

a) Name

 

 

Title:

 
 

Dr.

 
 

First name:

 
 

Wolfgang

 
 

Last name(s):

 
 

Söhngen

 

 


2. Reason for the notification

 

 

a) Position / status

 

 

Position:

 
 

Member of the managing body

 

 


b) Initial notification

 

3. Details of the issuer, emission

allowance market participant, auction platform, auctioneer or auction monitor

 

 

a) Name

 

 

PAION AG

 

 


b) LEI

 

 

529900CGHB9UWY40BU45 

 

 


4. Details of the

transaction(s)

 

a) Description of the financial instrument, type of instrument, identification

code

 

 

Type:

 
 

Share

 
 

ISIN:

 
 

DE000A0B65S3

 

 


b) Nature of the transaction

 

 

Purchase of PAION Shares upon exercise of a stock option

 
 

Transaction linked to the exercise of share option programmes

 

 


c) Price(s) and volume(s)

 

 

Price(s)

 
 

Volume(s)

 

1.26 EUR

52311.42 EUR

 


d) Aggregated information

 

 

Price

 
 

Aggregated volume

 

1.26 EUR

52311.42 EUR

 


e) Date of the transaction

 

 

2018-08-29; UTC+2

 

 


f) Place of the transaction

 

 

Outside a trading venue

 

31 August 2018

1. Details of the person discharging managerial responsibilities /

person closely associated

 

a) Name

 

 

Title:

 
 

Dr

 
 

First name:

 
 

Mariola

 
 

Last name(s):

 
 

Söhngen

 

 


2. Reason for the notification

 

 

a) Position / status

 

 

Person closely associated with:

 
 

Title:

 
 

Dr

 
 

First name:

 
 

Wolfgang

 
 

Last name(s):

 
 

Söhngen

 
 

Position:

 
 

Member of the managing body

 

 


b) Initial notification

 

3. Details of the issuer, emission

allowance market participant, auction platform, auctioneer or auction monitor

 

 

a) Name

 

 

PAION AG

 

 


b) LEI

 

 

529900CGHB9UWY40BU45 

 

 


4. Details of the

transaction(s)

 

a) Description of the financial instrument, type of instrument, identification

code

 

 

Type:

 
 

Share

 
 

ISIN:

 
 

DE000A0B65S3

 

 


b) Nature of the transaction

 

 

Purchase of PAION shares by exercise of stock options that were assigned to Dr Mariola Söhngen during her term as member of the managing body of PAION AG.

 
 

Transaction linked to the exercise of share option programmes

 

 


c) Price(s) and volume(s)

 

 

Price(s)

 
 

Volume(s)

 

1.26 EUR

48207.6 EUR

 


d) Aggregated information

 

 

Price

 
 

Aggregated volume

 

1.26 EUR

48207.6 EUR

 


e) Date of the transaction

 

 

2018-08-29; UTC+2

 

 


f) Place of the transaction

 

 

Outside a trading venue